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How to Start a Real Estate Crowdfunding Platform in the United States


Real Estate Crowdfunding business in the United States

Understanding Real Estate Crowdfunding Business


What is Real Estate Crowdfunding?


Real estate crowdfunding enables individuals to invest small sums of money (as low as $100) into real estate properties that have been carefully evaluated and structured financially for collective funding. Instead of few wealthy investors monopolizing large real estate deals, the investments are divided across hundreds of backers via an online crowdfunding platform. 


Investors in turn earn rental yields, profit-sharing or fixed interest on the amount deployed - akin to debt instruments, while avoiding responsibilities of maintaining the property themselves by leaving that to experienced real estate operators. Their risk also diversifies across multiple properties instead of owning just one


Rise of Real Estate Crowdfunding Industry


Some statistics pointing to the exponential growth and bright outlook:


- Global real estate crowdfunding industry projected to reach $300 billion by 2030

- $11+ billion worth properties already funded via crowdfunding platforms in US

- Average returns of 9-14% for investors per annum over investment horizon

- New asset class allowing exposure to real estate with low capital 


This presents a strong case for real estate specialists to build their own crowdfunding portal or for investing professionals to offer such alternative assets to their clients.


Building a Core Leadership Team 


Launching any startup requires a talented founding group with complementary skillsets. For real estate crowdfunding business, these would translate to:


1. Real Estate Expertise - Valuation, financing, deal sourcing, structuring experience

2. Financial and Legal Acumen - Mechanics of investment instruments, investor protections 

3. Digital/Technical Skills - Developing user-friendly investment portal and processes  

4. Marketing and Partnerships - Investor base expansion, operator deal pipeline


Based on individual strengths, gaps can be filled by advisors or hiring industry veterans in leadership roles covering legal, technology, product design or underwriting.


Choosing the Right Business Structure


While solo bootstrapping is possible, evolving into either an LLC structure or a Corporation makes sense once business operations and money transactions pick up pace to limit personal liability and allow external investment. Following factors have to be assessed:  


• Formally registering your entity with regulatory bodies

• Opening a dedicated business bank account  

• Defining founder percentages in operating or shareholder agreements

• Filing for applicable tax registrations and obtaining licenses


The legal construct should clearly spell out ownership frameworks, decision rights across management situations, investor money protections, platform revenue splits etc. Periodic audits also adds credibility.


Licenses and Compliances Needed for Real estate crowdfunding Platform.


Acquiring Relevant Licenses  


While federal mandates don’t exist currently, various state regulations have to be complied with based on types of activities. Typical requirements are:


1. Money Transmitter Licenses - To collect and transfer money from investors to real estate asset deals. Applied at the state levels.


2. Broker Dealer Licenses - Since the portal connects investors and investment opportunities for a fee without directly participating as an investor itself.  


3. Investment Advisor Registration - If advisory around specific deals being offered is also provided as a value-added service.


Additionally adopting best practices around rigorous due diligence, conflict checks, risk disclosures, accreditation verification and transparency on fees charged preserves trust and integrity in the ecosystem.


Understanding Securities Exemptions 


The JOBS Act created certain securities exemptions that real estate crowdfunding portals leverage so that they needn't register like public investment companies but can still pool small investments:


1. Reg D, Rule 506(b) - Allows accredited investors, no advertising

2. Reg D, Rule 506(c) - Verified accredited investors, allows advertising  

3. Reg A+ - Non accredited investors allowed but with fundraising limits

4. Reg CF - Retail investors allowed but within defined limits 


So portals need to either verify income or net worth to confirm accredited status or keep unaccredited investors under threshold if accepting them under exemption rules.


Staying Compliant on Ongoing Reporting 


Once the portal goes live after fulfilling state and SEC demands, continuing obligations like periodic disclosures on performance statistics, activity metrics, cash positions have to be submitted to remain compliant and build trust.


1. Form REG-CF (Reg CF portals) - Quarterly filing on funds raised, investors, fees etc.

2. Form REG-A (Reg A+ portals)- Semi-annual business updating, financials detail

3. Annual audit reports on escrow account reconciliations 


Evolving regulations will only raise oversight requiring robust compliance teams with the right legal competencies.


Building a Stellar Real Estate Crowdfunding Portal 


Creating an End-to-End Digital Platform


Having a stellar web-based investment portal along with a mobile app is absolutely essential for ease of use, seamless user experience. Key functionality aspects are:


1. Deal listings showcasing projects, sponsorship details, financial positions 

2. Investor accounts with risk profiling, accreditation verification, KYC 

3. Integrated payments system allowing checking out with ease

4. Digital agreement signing for investment commitments  

5. Secondary market provisions for liquidity solutions

6. Portfolio status visibility, capital account statements  


Using escrow facilities, releasing funds only after actual property acquisitions or tying disbursals to construction milestones minimizes misuse risks. Analytics capabilities also enable tracking capital flows.


Generating and Evaluating Deal Flow


The engine driving crowdfunding lies in sourcing promising real estate projects for listing and funding. A rigorous evaluation framework needs to be institutionalized:


1. Partenrships with experienced property developers, operators  

2. Tapping brokers or syndicators specializing in certain geographies, asset classes

3. Attending industry events, hackathons to attract fresh project sponsors

4. Standardized criteria for initial deal screening, due diligence protocols  


Curation experts scrutinizing sponsor track record, location attributes, tenant mix project financials etc. add credibility. Focusing on certain alternate segments like eco-housing, medical buildings also assists targeting specific investor groups based on impact preferences.


Crafting Optimal Investment Offerings


For community participation from both casual and sophisticated investors, the portal should present varied structured products:


1. Entry points starting $100 to encourage adoption

2. Preferred secured returns from 5% for lower risk tolerance  

3. Equity-based offerings with higher returns of 8-12% for higher risk appetite  

4. Target time horizons matching project durations or business plans


Allow users to easily browse through current listings, assess opportunities and place commitments digitally. Maintaining inclusive access for new investors too essential.


Building Investor Safeguards and Trust 


While tantalizing returns attract capital at scale, robust institutional safeguards preserve investor trust and confidence in the portal's custody of hard-earned money. Multiple mechanisms should be provisioned:

  

1. Standardized risk profiling of users to match with suitable deals  

2. Legally protected Special Purpose Vehicles (SPVs) owning assets ringfenced from operator finances  

3. Independent audits, external oversight committees providing checks-and-balances 

4. Reserves, insurance covers to handle contingencies or defaults  

5. Water-tight escrow arrangements preventing any fund diversion 


Founders backing opportunities with their own skin-in-the-game investments works wonders for credibility.


Guidelines on Real Estate Crowdfunding Deal Types and Structuring


Understanding Typical Deal Types Seen 


While each crowdfunding opportunity might have its own nuances, most fall under a few broad buckets from return prospects, risk positions and duration standpoint. Some popular flavors are:


1. Equity Deals


Investors get proportional ownership in a Special Purpose Vehicle (SPV) that holds the asset directly or through a company. As fractional owners, they enjoy rental surplus and capital appreciation minus costs when property is sold or refinanced eventually. Median returns hover ~9 - 12% but higher risk.


2. Debt Deals 


Function like a loan provided to a property developer. Investors earn fixed interest installments (typically 8-10%) over the investment tenor irrespective of project performance. Principal is returned on maturity with security of underlying asset backing their debt exposure. 


3. REIT Structures  


Increasingly popular flavor owing to better liquidity. Investment pooled into an intermediary Real Estate Investment Trust (REIT) which issues shares to community investors and utilizes aggregated funds to acquire or develop identified assets itself. REIT shares remain freely tradable in secondary markets allowing entry/exit flexibility compared to closed-ended direct deals requiring holding periods until sale or refinance of property for cashing out.


Analyzing Typical Financial Projections


For sponsors structuring deals, preparing realistic Growth, Returns and Cash Flow projections over deal timelines that align with business plans are imperative. Some key aspects and metrics looked at:  


• Acquisition or Development Budgets

• Construction Timelines for Developments 

• Revenue Growth Trajectories  

• Expense Estimates based on asset type 

• Projected Occupancy Rates

• Absorption Velocity for New Constructions  

• Returns Profile balancing risk and yield

• Target Leverage Ratios

• Cash Flow Waterfall Mechanisms


Founders themselves investing capital builds skin-in-the-game credibility around projections for the community. Listings should provide public access to support financial assumptions and external sources validating estimates.


Digging Deeper into REIT Offerings


With REITs gaining more adoption owing to better liquidity prospects versus direct deals, evaluating sponsor credentials becomes vital. Factors analyzed when listing REIT opportunities:


1. Experience and Past Performance of REIT Manager  

2. Public Market Track Record if an existing REIT

3. Business Continuity Protocols for Manager Change 

4. Investment Mandates and Strategy Focus Areas

5. Quality of Underwriting Standards

6. The Investment Pipeline and Assets Held

7. Independent Auditor Credentials 


Many platforms also allow investors to build their own personalized REITs picking underlying assets of choice for additional customization.


Generating Real estate Platform Revenue and Sustainability 


Examining Income Stream Possibilities 


As champions of alignment, crowdfunding portals themselves need to balance serving both real estate sponsors and community users sustaining healthy business operations via multiple income streams:


1. Deal Listing or Sponsorship Fees - Upfront free paid by sponsors wanting to raise funds 


2. Success or Carried Interest Fees - % of total funds raised as reward for enabling capital


3. Management Fees - Annual payment for maintenance of investor relations


4. Servicing Fees - For account statement generation, tax reporting etc.  


Building scale and adding value using ancillary services allows generating revenues while keeping platform usage free for investors, democratizing further access.


Estimating Profit Margins


With heavy reliance on technology plus scalable crowd backed models, portals can achieve healthy profit margins once stability is reached over 3-5 years timeframe, generating 20-25% returns on capital deployed.


Let us say for a $50M Funds Raised scenario from a portfolio of projects -odium success fees, management fees and servicing streams can fetch $8M to $10M as cumulative portal revenues based on industry standards. Factoring operating costs and overheads, net income emerges in the 15% to 25% range potentially.


Factors impacting Actual Results 


While projections seem rosy, real world dynamics like execution lags, investment sentiments influencing capital raising outcomes, external legal or policy factors can impact portal ROI ranges substantially.


However market expansion, technology maturation enabling competitive differentiation and choice of niche strategies provide levers to adapt as needed.


Getting Creative on Customer Acquisition 


With numerous platforms vying for sponsor deals and community investments - both fueling the other, adopting creative customer acquisition and engagement initiatives expands the moat.


1. Affiliate Marketing - Paying relevant platforms and influencers for investor leads or deal referrals 


2. Loyalty Programs - Offering redeemable points, attractive incentives for user actions


3. Network Effects - Curating specific investor cohorts like universities, associations for sponsorship appeals based on shared interests  


4. Content Marketing - SEO, thought leadership to engage visitors 


5. Event Participation - Industry forums, hackathons to discover new connections


The possibilities remain endless to leverage partnerships and belongingness around specialty niches.


Conclusion 


The real estate crowdfunding wave promises to transform alternative investing by opening up opportunities to those beyond just Ultra High Networth Individual circles. With pressing problems around housing affordability, climate change demanding sustainability focused developments and the rise of marketplaces spurring asset tokenization - specialized digital platforms can fuel critical solutions bridging capital access gaps.


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